Doing Battle on (At Least) Two Fronts: What Happens When Multiple Regulators Engage in Parallel Enforcement Efforts?

Multi-agency cooperation efforts can go a long way toward obtaining mitigated civil or criminal penalties. But companies, including their executives and employees, may realize there are significant collateral consequences to affirmatively engaging with all relevant regulators. Cozen O'Connor White Collar attorneys Nicole H. Sprinzen and Catherine Yun discuss in Corporate Compliance Insights the factors companies should consider when making strategic decisions as to whether they should cooperate, how, and with whom.

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Nicole H. Sprinzen

Vice Chair, White Collar Defense & Investigations

nsprinzen@cozen.com

(202) 471-3451

Catherine Yun

Associate

cyun@cozen.com

(215) 864-8021


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