Emily M. Fulginiti

Associate

Recent Publication:

Parsing SEC's Emerging Trend Of Section 204A Enforcement [Law360]

Alexander Cohen and Emily Fulginiti contributed an Expert Analysis to Law360, discussing the SEC’s focus through heightened enforcement efforts and enhanced examination surveillance on the industry’s compliance with Section 204A of the Adviser’s Act.

Emily practices in the firm’s Commercial Litigation Department. She aids clients in all aspects of civil litigation. Emily has experience in a variety of areas, including consumer product regulatory work, FDA and USDA compliance; securities and class action litigation; corporate investigations, and complex tort litigation. She works closely with members of the firm to conduct and present Continuing Legal Education courses to clients on the most recent developments in New York’s Law.  

Emily earned her law degree from Georgetown University Law Center and her bachelor’s degree from Villanova University. While in law school, Emily was a legal extern for the U.S. Department of Health and Human Services, Office of Civil Rights; a legal clerk for the U.S. Food and Drug Administration; and a judicial intern for The Honorable Jan R. Jurden, President Judge of the Delaware Superior Court and The Honorable Christopher J. Burke, Magistrate Judge for the U.S. District Court for the District of Delaware.

Experience

News

Cozen O’Connor Attorneys Support Critical Voting Rights Cases

November 01, 2022

We celebrate National Pro Bono Week by sharing the high-impact work of Cozen O’Connor attorneys who have contributed to critical voting rights cases.

Publications

Parsing SEC's Emerging Trend Of Section 204A Enforcement [Law360]

November 13, 2024

Alexander Cohen and Emily Fulginiti contributed an Expert Analysis to Law360, discussing the SEC’s focus through heightened enforcement efforts and enhanced examination surveillance on the industry’s compliance with Section 204A of the Adviser’s Act.

Navigating the Future: Key Takeaways & Insights from the 2024 Securities Enforcement Forum Central [Alert]

October 24, 2024

Alex Cohen and Emily Fulginiti share key takeaways from the Securities Enforcement Forum Central, highlighting recent trends in SEC enforcement actions and areas of focus for registrants.

SEC Asserts Enforcement Authority for Inadequate 204A Policies and Procedures Despite No MNPI Misuse [Alert]

October 17, 2024

Alex Cohen and Emily Fulginiti discuss the SEC's crack down on Registered Investment Advisors (RIAs) who fail to properly handle Material Non-Public Information (MNPI). Even if the RIA doesn't misuse the information, inadequate policies can lead to hefty fines.

SEC Finds 10b5-1 Trading Plan was Misused, Charges Tech Company Executives with Insider Trading [Alert]

September 29, 2022

The SEC found that tech company executives' 10b5-1 plan did not shield them from insider trading liability.

Industry Sectors

Education

  • Georgetown University Law Center, J.D., 2021
  • Villanova University, B.A., 2018
  • New York
  • Pennsylvania
  • Colorado
  • New Jersey